Investor.govInvestor.gov is an online resource to help the consumer make sound investment decisions and avoid fraud. The SEC's Office of Investor Education and Advocacy (OIEA) is dedicated to serving the needs of individual investors. It has three functional units:
The Office of Investor Education carries out the SEC’s investor education program, which includes producing and distributing educational materials, leading educational seminars and investor-oriented events, and partnering with federal agencies, state regulators, consumer groups and self-regulatory organizations on investor literacy initiatives.
The Office of Investor Assistance responds to questions, complaints, and suggestions from the members of the public. The Office handles investment-related complaints and questions from tens of thousands of individual investors and others every year. Investors may contact the office through an online complaint form or question form, or hotline, (800) SEC-0330 (toll-free in the U.S.) to ask questions on a wide range of securities-related topics, to complain about problems with their investments or their financial professionals, or to suggest improvements to the agency's regulations and procedures.
The Office of the Chief Counsel creates educational materials on securities-related topics for the public (including for Investor.gov, the SEC's website designed for individual investors) and provides advice to OIEA on securities and administrative law issues.
Access: Available to everyone